Copyright ©ERS Journals Ltd 2007 Alterations of exhaled nitric oxide in pre-term infants with chronic lung disease1 Swiss Paediatric Respiratory Research Group, Depts of Paediatrics, and 2 Swiss Paediatric Respiratory Research Group, Social and Preventive Medicine, University of Berne, Berne, Switzerland. CORRESPONDENCE: U. Frey, Swiss Paediatric Respiratory Research Group, Dept of Paediatrics, University Hospital of Berne, Inselspital CH-3010 Berne, Switzerland. Fax: 41 316329484. E-mail: urs.frey{at}insel.ch Keywords: Chronic lung disease, infants, lung function, nitric oxide, prematurity
Received: February 2, 2006
Animal models suggest that reduced nitric oxide (NO) synthase activity results in lower values of exhaled NO (eNO) present at birth in those individuals who are going to develop chronic lung disease of infancy (CLDI). Online tidal eNO was measured in 39 unsedated pre-term infants with CLDI (mean gestational age (GA) 27.3 weeks) in comparison with 23 healthy pre-term (31.6 weeks) and 127 term infants (39.9 weeks) at 44 weeks post-conceptional age, thus after the main inflammatory response. NO output (NO output (V'NO) = eNOxflow) was calculated to account for tidal- flow-related changes. Sex, maternal atopic disease and environmental factors (smoking, caffeine) were controlled for. The mean eNO was not different (14.9 ppb in all groups) but V'NO was lower in CLDI compared with healthy term infants (0.52 versus 0.63 nL·s-1). Values for healthy pre-term infants were between these two groups (0.58 nL·s-1). Within all pre-term infants (n = 62), V'NO was reduced in infants with low GA, high clinical risk index for babies scores and longer duration of oxygen therapy but not associated with post-natal factors, such as ventilation or corticosteroid treatment. After accounting for flow, the lower nitric oxide output in premature infants with chronic lung disease of infancy is consistent with the hypothesis of nitric oxide metabolism being involved in chronic lung disease of infancy. Recent evidence supports the hypothesis that chronic lung disease of infancy (CLDI) is the result of arrested or disturbed alveolar and vascular development 1. The insult leading to this disturbed lung development may occur due to intra-uterine and post-natal infections, prematurity with surfactant deficiency or as a consequence of ventilation, hyperoxia (oxidative stress) or other factors. An inflammatory response with a peak at the age of 10 days followed by a progressive decline 2 has been observed in this condition; however, little is known about the ongoing effects of these mechanisms after the acute phase during the first month of life.
Various inflammatory processes, with a dominance of neutrophilic inflammation and oxidative stress, are involved in the pathogenesis of CLDI. Premature infants exhibit an immature response to oxidative stress 3, immature interleukin-10-mediated inflammatory responses 4, 5, persistence of neutrophilic inflammation and an imbalance of In accordance with these animal data, a follow-up study of survivors of CLDI showed lower eNO at school age when compared with age-matched healthy children 12. In contrast, eNO was found to be elevated in a small group of human infants with CLDI at a post-conceptional age (PCA) of 36 weeks 13. However, this analysis did not adjust for different breathing patterns in infants with and without CLDI. The present authors have recently shown that eNO in infants depends strongly on expiratory flow and breathing pattern 14, 15. These factors should therefore be accounted for when comparing infants with CLDI and healthy controls. Based on the hypothesis raised by Afshar et al. 11, the aim of the present observational study was to determine whether eNO is decreased in premature human infants suffering from CLDI. Therefore, eNO was measured in a large population of premature infants with and without CLDI in the post-acute phase after resolution of the main inflammatory response at 44 weeks PCA 2. These data were then compared with measurements obtained from healthy age-matched term infants, whilst accounting for potential confounding factors 15. Furthermore, the present authors investigated whether known clinical risk factors for CLDI were associated with the eNO levels in these infants.
Study design and subjects In an unmatched casecontrol study, eNO was measured in 39 pre-term infants with CLDI, 23 healthy pre-term infants and 127 healthy unselected term infants at a PCA of 44 weeks (table 1
Environmental and maternal exposures did not differ significantly between the three groups, with the exception of maternal smoking in pregnancy. This was more common in the CLDI group than in the healthy term group, and it was absent in the healthy pre-term group. Maternal coffee drinking was more common in mothers of healthy pre-term infants compared with healthy term and CLDI infants. CLDI infants had more cardiac malformations (persistent ductus arteriosus (PDA) and atrium or ventricle septum defect), were more likely to have a history of chorioamnionitis and received more post-natal corticosteroids than healthy pre-term infants. Information on demographics, family history of atopic disease, clinical symptoms and environmental risk factors, including pre- and post-natal tobacco exposure and maternal caffeine intake, were obtained from the mothers by standardised interview. The presence of chorioamnionitis was determined based on placental histology. Exclusion criteria were as follows: ethnicity other than white, major birth defects, treatment with caffeine and anti-inflammatory treatment or respiratory tract infection within the preceding 3 weeks. Additional exclusion criteria for the healthy controls were: pre-term delivery (<38 weeks), respiratory distress with need for oxygen for >30 min after birth or other significant perinatal disease. The ethics committee of the university hospital and the State of Berne approved the study. Parental written informed consent was obtained prior to study commencement. Parents were generally present during the measurements.
Measurements of online eNO
Statistical analysis All continuous variables were normally distributed with the exception of eNO, which was therefore transformed for further analysis.
The comparison of eNO between healthy and sick children was difficult because eNO concentration is influenced by physiological, maternal and environmental factors 15 (fig. 2
Within pre-term infants, it was then tested systematically using an unadjusted model whether NO was associated with any of the following clinical risk factors for CLDI: GA; clinical risk index for babies (CRIB) score; duration of oxygen supplementation; PDA; pre- and post-natal steroid treatment; administration of surfactant; and chorioamnionitis. A second test of these indices was then performed using a multivariable model adjusted for tE and VE.
Clinical, physiological and environmental characteristics of the participating infants The clinical, physiological and environmental characteristics of the infants are summarised in tables 1
NO measurements in pre-term infants with and without CLDI: comparisons with healthy term infants
NO in pre-term infants according to GA compared with healthy term infants
Clinical factors associated with NO outcome parameters within the pre-term group Both eNO and V'NO were independent of the duration of ventilation, the presence of PDA, pre-natal corticosteroid therapy and surfactant treatment. V'NO was 0.09 nL·s-1 lower in the group of pre-term infants with chorioamnionitis compared with those without (p = 0.11). However, when additional adjustments were performed for GA, the presence of chorioamnionitis and all other clinical risk factors disappeared, since all of them were closely associated with low GA.
Prematurity leads to arrest of alveolar, airway and pulmonary arterial development and therefore plays a key role in the pathophysiology of CLDI. Inflammatory processes induced by various external and internal factors can also influence lung development and induce remodelling fibrosis, thus contributing to the development of this condition. This process may have particular relevance since there is evidence of an immature anti-inflammatory and anti-oxidative response in premature infants. NO metabolism plays an important part in many of these inflammatory processes. Thus, eNO was measured in unsedated infants with CLDI in comparison with healthy term and pre-term infants in the post-acute phase of the disease at a PCA of 44 weeks. The findings are complex and must be interpreted carefully. In unsedated infants, mean eNO (group mean (95% CI)) was 15.2 ppb (15.115.3) in CLDI, 15.2 ppb (14.116.4) in healthy term and 15.2 ppb (15.115.4) in healthy pre-term infants. Sparse data are available pertaining to tidal eNO values in healthy children. Baraldi et al. 21 measured mixed tidal eNO in infants and young children using a collection reservoir. The reported values of eNO from that study were 14.1±1.8 ppb in acutely wheezy subjects and lower values of 5.6±0.5 ppb in healthy controls. NO values obtained during tidal breathing in the present study, as well as those observed in previous studies using the same method 14, 15, are higher than those previously reported in healthy infants and children. These differences are most likely explained by the significantly lower tidal flows found in young infants, a fact which highlights the importance of recording and correcting for flow during tidal eNO measurements. Several other possible mechanisms may explain the observed variation in results obtained between these studies. A significant proportion of the total eNO is produced by the nasal mucosa. Measurements obtained from nose or mouth alone 21 will therefore be expected to demonstrate different NO levels than values obtained from a combined oro-nasal mask apparatus, as used in the present study. The predominance of nasal breathing in the infant population may impact further on this discrepancy. The aim of the present study was to quantify overall eNO and thus no attempt was made to separate relative contributions from nasal and lower airway passages in either of these groups. Whilst it is possible that CLDI and healthy infants may differ in the anatomical locations at which NO is produced, this was not the focus of the current work. As such, a simple technique was chosen for acquisition of tidal breathing data that is well established in the present authors lung function laboratory. Respiratory tract infection represents a cause of elevated eNO levels. However, these children were excluded from the current study. Univariate analysis revealed similar eNO concentrations between healthy and premature infants. However, eNO was strongly correlated with both flow and tidal breathing indices. Although the group mean VE was not different, individual infants with CLDI demonstrated differences in respiratory frequency, tidal volume tE and tidal flows compared with healthy term and pre-term infants. Furthermore, flow dependency of V'NO was altered in CLDI in comparison with healthy infants. Previous studies in healthy infants 14, 15 suggested that these covariates must be taken into account during statistical analysis. The median V'NO averaged over 100 breaths was found to be similar in infants with CLDI in comparison with healthy term infants in a univariate (model I) but lower in multivariate analysis including such covariates (model II). Thus, the first conclusion is purely methodological. When comparing healthy subjects and those with lung disease, the measurement of eNO concentration alone may not be sufficient, since changes to airway mechanics in the presence of lung disease will influence flow dependence of eNO. Conversely, alterations in lung mechanics in disease might affect NO clearance from the lung and thus mechanical factors might dominate the eNO concentration or V'NO.
Choosing the correct statistical model and reference group Clearance of eNO is influenced by changes in lung mechanical function and the present authors were able to adjust for the effects of altered mechanics using a stepwise approach. In the first instance, flow was accounted for on an individual basis by calculating V'NO. Additionally, further adjustments were made for tE and VE in a stepwise manner and for genetic, maternal and environmental factors (sex, maternal atopic disease, tobacco, caffeine) known to influence NO in the healthy offspring in a more complex multivariate regression model (model II). All model approaches produced fundamentally similar results. This consistency supported the robustness of the present findings.
Effects of severity and known risk factors for CLDI on eNO
Interpretation of the findings The present data do not support the assumption that increased eNO is purely a marker of airway inflammation in CLDI, as is the case in asthmatics. Other groups have found eNO concentration to be elevated in a small group of younger infants at the PCA of 36 weeks, with a decrease observed following corticosteroid treatment 13, 22. Observed variations between these studies and the present findings might reflect methodological or age differences. It is possible that, in this more acute phase, the induction of iNOS during the inflammatory response is more dominant, potentially leading to an increase of eNO. The present findings are more in accordance with those of Baraldi et al. 12, who found eNO to be low in survivors of CLDI at school age. Studies in baboons suggest that there might be differences in the development of NOS in premature offspring who subsequently develop CLDI. Developmental changes occurring in foetal baboon lungs during the third trimester may increase NOS expression and activity and, therefore, NO production 23. Further work from that group showed that NOS expression was attenuated in a foetal baboon model of CLDI 11. The group speculated that since NO is thought to play an important role in airway and parenchymal function in the immediate post-natal period, the alterations in NOS expression seen in CLDI baboons may contribute to the pathogenesis of the disease. These findings are supported by eNO measurements of newborn pre-term and term infants that demonstrate very low to absent eNO in pre-term infants compared with term infants in the first 6 h of life, suggestive of a more difficult perinatal adaptation at low GAs 24. The present findings in human infants with CLDI are consistent with this hypothesis 11. Alterations to NO metabolism occurring in addition to developmental differences in NOS also require consideration. Post-natal inflammatory response dominated by persistent neutrophil activity 25 and the presence of oxidative stress, may play a major role in this process since both are known to alter eNO 7, 8. Neutrophil activity and oxidative stress both promote the oxygenation of NO to soluble peroxy-nitrites, nitrites and nitrates. Oxidative metabolites of NO are increased in both bronchoalveolar lavage (BAL) fluids 26 and plasma 27 during the first 28 days of life. However, nothing is known about the persistence of oxidative stress or neutrophilic inflammation during the late post-acute phase of 44 weeks PCA. Data from BAL samples suggest that neutrophil activity decreases following the peak inflammatory response seen in the first month of life 25, 28. A final possible explanation for the decrease in V'NO observed in CLDI infants also requires consideration. Airway epithelial remodelling may lead to epithelial dysfunction and therefore an alteration of NO flux across the airway surface.
Conclusions Accommodation for these differences, through the calculation of exhaled NO output, reveals a small but significant decrease in NO output in infants suffering from chronic lung disease of infancy. Furthermore, less mature infants with more severe chronic lung disease of infancy were observed to have a correspondingly lower NO output in the post-acute phase of their illness. These findings indicate that NO metabolism might be involved in chronic lung disease of infancy even in a very late phase when the acute inflammatory processes are thought to have resolved. Whether NO metabolism plays a causative role in the pathophysiology of chronic lung disease of infancy remains unclear. A decrease in NO output may be the result of inborn developmental differences of NOS expression as suggested by Shaul et al. 23, or the result of an altered balance between NO production and increased oxygenation due to persistent neutrophilic inflammation, persistent oxidative stress or airway epithelial dysfunction. The lack of association between post-natal interventions (ventilation, anti-inflammatory drugs) suggests that NO output may be determined very early (e.g. pre-natally or during the early post-natal period). The present observational studies in human infants cannot distinguish whether the lower NO output is related to developmental differences or to persistent inflammation or oxidative stress in these infants. The relationship between low gestational age with higher disease severity and low NO output, however, supports evidence that NO output is related to the degree of prematurity in infants with chronic lung disease of infancy, the most relevant risk factor for the disease. Although healthy premature infants tended to have lower NO output than term infants, in fact, low NO output was mainly seen in infants born at <28 weeks. The present data indicate that longitudinal bronchoalveolar lavage or biopsy studies commencing at birth may provide important information regarding the role of NO metabolism in the pathophysiology of chronic lung disease of infancy. The present findings also suggest that the post-acute phase of chronic lung disease of infancy is probably more important than initially anticipated and is still prone to the disturbance of airway and alveolar lung development 2931.
The authors would like to thank: all the parents for their participation in the study; the staff of the Paediatric Respiratory Department (University of Berne, Berne, Switzerland) for their help in obtaining the data presented in this study, in particular H. Straub, C. Becher, M. Graf, G. Wirz, H. Gehr and R. Stampfli; and P. P. Wyder for technical assistance with the manuscript.
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