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Published online before print February 15, 2006, 10.1183/09031936.06.00102705
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Eur Respir J 2006; 27:895-901
Copyright ©ERS Journals Ltd 2006

Cost–utility analysis of chemotherapy in symptomatic advanced nonsmall cell lung cancer

C. A. Dooms1, Y. N. Lievens2 and J. F. Vansteenkiste1

1 Respiratory Oncology Unit (Pulmonology) and Leuven Lung Cancer Group, and 2 Dept of Radiation Oncology and Leuven Lung Cancer Group, Catholic University, Leuven, Belgium.

CORRESPONDENCE: C. A. Dooms, Respiratory Oncology Unit (Dept of Pulmonology), University Hospital Gasthuisberg, Herestraat 49, B-3000 Leuven, Belgium. Fax: 32 16346803. E-mail: christophe.dooms{at}uz.kuleuven.ac.be

Keywords: Cisplatin-based chemotherapy, clinical benefit, cost–utility ratio, economic analysis, gemcitabine, nonsmall cell lung cancer

Received: September 1, 2005
Accepted January 17, 2006


   ABSTRACT
TOP
 ABSTRACT
PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
When using chemotherapy in patients with a short life expectancy, outcomes such as symptom improvement or clinical benefit receive increasing attention. Outcomes of subjective benefit to the patient can be rated as a utility in order to perform health economic analyses and comparisons with other treatment conditions. A cost–utility analysis has been performed alongside a prospective randomised clinical trial comparing single agent gemcitabine to cisplatin-based chemotherapy in symptomatic advanced nonsmall cell lung cancer patients.

Global quality of life as well as resource utilisation data were collected during first-line chemotherapy for both treatment arms. Incremental costs, utilities and cost–utility ratio were calculated.

Per patient, an incremental cost of \#8364;1,522 was obtained for gemcitabine compared to cisplatin–vindesine, mainly as a consequence of the direct cost of the cytotoxic drugs. When combined with utilities, this resulted in an incremental cost–utility ratio for gemcitabine of \#8364;13,836 per quality-adjusted life year gained.

In conclusion, although the least expensive strategy is cisplatin–vindesine, the greater clinical benefit of gemcitabine, resulting in an acceptable incremental cost–utility ratio as compared with other healthcare interventions, balances its higher cost. The gains in subjective outcome achieved with palliative chemotherapy are critical from both a clinical and a health economic point of view.

Due to growing concern about the magnitude of healthcare costs in society, health policy analysts and managers in Western countries give these costs increasing attention. This trend feeds the interest in economic analyses in medical oncology. Through their daily practice, physicians have a significant impact on the utilisation of resources and on the cost of healthcare.

Lung cancer is the leading cause of cancer death in both Europe and North America 1. The majority of these patients are diagnosed with locally advanced or metastatic disease nonsmall cell lung cancer (NSCLC). Chemotherapy is given with palliative intent and provides a modest gain in survival. The survival differences between different interventions are small. Consequently, there is an increasing interest in this palliative setting in subjective effectiveness parameters, such as symptom improvement, clinical benefit (CB), and improvement in quality of life (QoL), which also capture differences in toxicity profile and adverse events. It is therefore equally important to consider these subjective effectiveness parameters when performing economic analyses in oncology, in order to understand how this might optimally guide decision-making.

This article reports on a cost–utility analysis (CUA) performed on the data set of a prospective randomised study comparing single agent gemcitabine to second-generation cisplatin-based chemotherapy in symptomatic advanced NSCLC.


   PATIENTS AND METHODS
TOP
 ABSTRACT
 PATIENTS AND METHODS
RESULTS
 DISCUSSION
 REFERENCES
 
Study database
The data set from a prospective randomised phase III trial in symptomatic advanced NSCLC comparing single agent gemcitabine to cisplatin-based doublet chemotherapy was used. The details of the study have been described previously 2. Briefly, between May 1996 and April 1999, 169 patients with advanced NSCLC with Karnofsky performance status ≥60% were randomised to either single agent therapy with the "new drug" gemcitabine or cisplatin–vindesine, the most commonly used regimen in Belgium at that time. To be eligible for the study, patients had to be symptomatic, defined as having a visual analogue score (VAS) of ≥20 out of 100 for at least one symptom. The primary end-point of the trial was a CB response.

A detailed prospective follow-up of the patients has been recorded from the time of randomisation until the end of the administration of the study chemotherapy. Within this period, outcome was scored (CB, QoL and survival) and data on resource utilisation were collected prospectively. Further events in patients with disease progression (salvage therapies, such as second-line chemotherapy, far from common at that time, or palliative radiotherapy) were not recorded in detail, just their occurrence was recorded. Survival data were collected until death.

Cost-effectiveness and cost–utility evaluation
The outcome data on CB response and survival were collected for all patients enrolled in the described prospective multicentre randomised trial 2. Patients were enrolled at different institutions throughout Belgium, both academic and general hospitals.

Survival and cost-effectiveness
In the study, no significant difference in survival was observed between the two treatment regimens. Therefore, a cost-effectiveness analysis, comparing the cost of an intervention to a clinically relevant objective outcome (life years saved (LYS) being the most commonly used), was judged not to be useful. Only costs would have to be taken into account and the cisplatin–vindesine doublet would, as such, become the optimal treatment option.

Quality of life, cost–utility and cost–utility ratio
As there were significant differences in CB and QoL between the two treatment regimens, a CUA, relating the cost of both interventions to their gain in QoL (expressed in quality-adjusted life years (QALYs)), was performed.

To obtain values for the QoL of the patients within the study, the "How would you rate the quality of your life today?" item from the Lung Cancer Symptom Score (LCSS) QoL instrument was measured on a VAS. During the study period, these VAS scores were obtained weekly, directly from the patient and measured on a continuous scale from 0 to 100. This VAS scoring was considered to be a reasonable alternative to the VAS "thermometer" score in the Euro-QoL EQ-5D instrument.

For the economic analysis, the VAS scores were transformed into a corresponding utility and expressed as a value between 0.00 and 1.00. In the last step, these utilities were combined with the survival data from the randomised study in order to obtain QALYs. For the baseline calculation, the average utilities were multiplied by the LYS, an approach also used by Berthelot et al. 3

For the sensitivity analyses, the QALYs were calculated from the area under the utility curve for the 24-week treatment period by making a summation of the utility per week.

Cost calculation
Resource cost data were calculated from the actual data of the prospective clinical study. Costs per patient were obtained for each regimen. Although the study was multicentric, unit costs of the Leuven University Hospital (Leuven, Belgium) were used in the baseline calculation.

The costs of the diagnostic procedures and the expenditure at the end of the treatment period were not available. However, it was assumed that these do not substantially differ between the two treatment arms.

A societal perspective was used. All costs of the study period were expressed in Euros and adjusted to the year 2000 price level. Discounting was not addressed, as both mean and median survival was <12 months.

Direct medical costs
These include all costs for cytotoxic drugs and concomitant medications, outpatient admissions and in-patient hospitalisations during the chemotherapy period.

The resource costs of the pharmaceuticals were obtained from the Leuven University Hospital pharmacy. Cytotoxic drug costs were calculated from the number of vials needed to provide the acquired dose for each administration during the treatment course.

Whether chemotherapy was delivered on an in- or outpatient basis was taken into account. To obtain the unit cost of hospital admission, the standard in- and outpatient "bed-day" resource cost of the Leuven University Hospital was augmented with the cost of physician wages and materials and with \#8364;12.5 per administration of chemotherapy in order to cover the cost of preparation in the pharmacy 4. The unit costs associated with the delivery of chemotherapy are represented in table 1Go. Community care costs were thought not to be significantly different in both treatment arms and therefore excluded.


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  		Table 1— Unit cost of cytotoxic drug and hospital admission. Costs have been adjusted for inflation and are based on relative costs in 2000

 
Direct non-medical costs
These mainly consist of travel costs. Nursing costs at home, costs of domestic help and other out-of-pocket costs were not available and not included. Again, a comparable consumption can be assumed in both treatment groups.

Indirect costs
These consist of lost wages and lost leisure time. The mean age of the present patient population (63 yrs for cisplatin–vindesine; 64 yrs for gemcitabine) suggests that the vast majority of them had already retired. Lost leisure time can be supposed to be equal in the two treatment arms. For these reasons, indirect costs were not taken into account.

Costs generated after the end of the trial
Within the trial, data on the occurrence of second-line chemotherapy and palliative radiotherapy were collected and showed no significant difference between the two treatment groups concerned. Detailed resource consumption data were not collected.

Sensitivity analyses
All costs and utilities to which this CUA was expected to be sensitive were varied within plausible ranges.

Costs were varied ±25 and 50%. The impact of changing the cytotoxic drug cost and the in- and outpatient hospitalisation costs were evaluated separately. The effect of varying the combination of both former costs and of all treatment costs together was also analysed.

For the utilities, the area under curve (AUC) calculation represents the first type of sensitivity analysis. Mean baseline utilities varied ±25 and 50%, as the second type of sensitivity analysis.

The sensitivity analyses were conducted on the assumption that survival benefits are not variable.


   RESULTS
TOP
 ABSTRACT
 PATIENTS AND METHODS
 RESULTS
DISCUSSION
 REFERENCES
 
Patients
The original CB analysis consisted of 169 patients 2. For the present CUA, eligible patients were considered to be those for whom the "How would you rate your quality of life today?" QoL data were available. Of these 142 patients, 69 patients received cisplatin–vindesine treatment and 73 received gemcitabine monotherapy. No separate stratification was performed for the VAS score obtained from the QoL question "How would you rate the quality of your life today?" Nevertheless, the baseline characteristics of the 142 patients enrolled in the cost analysis are reasonably well balanced across the two study arms (table 2Go).


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  		Table 2— Baseline characteristics of the 142 patients enrolled in the cost analysis

 
Objective response rate, survival and clinical benefit
The log-rank test of the Kaplan–Meier survival curve shows no significant difference in survival between the two treatment regimens: 1-yr survival of 22.5% for cisplatin doublet and 25.4% for gemcitabine (fig. 1Go). A significantly larger and longer lasting CB was found for single agent gemcitabine, being most obvious in patients with objective disease stabilisation 2.


Figure 1
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  		Fig. 1— Kaplan–Meier survival curve of 142 patients enrolled in the cost analysis, according to treatment arm. ––––: gemcitabine; ············: cisplatin–vindesine. Log-rank p = 0.10.

 
Cost
The total estimated resource cost consumed during the study period and the resulting cost per patient are shown in table 3Go.


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  		Table 3— Costs associated with chemotherapy. Costs are in Euros, have been adjusted for inflation and are based on relative costs in 2000

 
Utility and quality-adjusted life years
Of all the VAS measurements, 82.5% were available. A significantly larger number of patients treated with gemcitabine had a better VAS score improvement for the global QoL question compared to cisplatin–vindesine (37% versus 15%, p = 0.0082) 5.

The baseline utility, derived from the QoL, was thus valued at 0.39 on a scale from 0.00 to 1.00. The utility improves during the gemcitabine treatment arm and declines after four cycles of cisplatin-based therapy (fig. 2Go). Moreover, a generally more toxic effect of cisplatin can be suggested as a negative impact on the utility, occurring in the 3 weeks after a cisplatin administration, with recuperation during the week before a next administration (indicated by the arrows in fig. 2Go).


Figure 2
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  		Fig. 2— Evolution of utility for gemcitabine (––––) and cisplatin–vindesine (- - - -) chemotherapy during study treatment, derived from the "How would you rate the quality of your life today?" item. Arrows indicate the administration of chemotherapy.

 
The baseline calculation showed a gain of 0.18 QALYs in the doublet arm and of 0.29 QALYs for gemcitabine monotherapy.

Cost–utility ratio
The cost–utility results for the baseline calculation are summarised in table 4Go. The incremental cost of gemcitabine is \#8364;1,522 per patient and the incremental QALYs are 0.11, resulting in a cost–utility ratio (CUR) of \#8364;13,836/QALYs.


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  		Table 4— Baseline cost–utility ratio. Costs are in Euros, have been adjusted for inflation and are based on relative costs in 2000

 
Sensitivity analyses
Table 5Go shows how the CUR varies when applying the utilities calculated with the AUC approach. With unchanged costs, the CUR increases to \#8364;38,050/QALY. Furthermore, the CUR obviously follows the change in total costs. If the latter increase by 25 or 50%, the CUR correspondingly increases up to a value close to and even over \#8364;50,000/QALY.


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  		Table 5— Sensitivity analysis: impact of utilities calculated with the area under curve (AUC) approach and variation in total costs. Costs are in Euros, have been adjusted for inflation and are based on relative costs in 2000

 
Table 6Go shows in more detail how the results vary with different changes in cost inputs. It is notable that the cost of administration has no major impact. The cost of the cytotoxic drug, however, seems to be the most important factor influencing the CUR in the sensitivity analysis. It is still clear from this table that even if the absolute differences in utilities remain small, the impact on the resulting CUR is important.


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  		Table 6— Sensitivity analysis: impact of different cost inputs. Costs are in Euros, have been adjusted for inflation and are based on relative costs in 2000

 

   DISCUSSION
TOP
 ABSTRACT
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
REFERENCES
 
The role of chemotherapy in advanced NSCLC has been better defined since the publication of a meta-analysis in 1995 6. In the last decade, third-generation cytotoxic agents have been introduced showing almost equal activity in terms of survival but with a milder toxicity profile compared to platinum doublets 2, 7, 8. Because of their higher cost, however, the economic consequences of introducing these new agents into the palliative setting should also be considered.

This study reports a CUA, based on data obtained from a randomised trial comparing gemcitabine monotherapy and cisplatin–vindesine for the treatment of symptomatic advanced NSCLC. A previous multicentre randomised trial showed similar efficacy in terms of survival for both regimens but pointed at a significantly better CB response rate in favour of gemcitabine 2. The authors therefore examined whether the higher drug cost of gemcitabine could (partly) be offset by its improved QoL and thus result in an acceptable CUR. The present CUA confirmed this hypothesis.

Economic evaluations, weighing the benefits of interventions against their costs, are a recognised method of evaluating the financial implications related to new treatments. When dealing with modest survival benefits and potential treatment toxicity, subjective outcome measures become increasingly important in addition to the more frequently used objective parameters. Moreover, if QALYs (a non disease-specific outcome measure) are used, a direct comparison can be made for a broad range of interventions. For this reason, an incremental cost per QALY will be increasingly recommended as a useful measure to inform healthcare policy makers.

Earle et al. 9 reviewed CUA in oncology between 1975 and 1997. Lung cancer accounted for only 7.5% of the published reports, and none of the CUA was based on chemotherapy for advanced-stage NSCLC. A systematic review ending in December 2000 reported 16 economic evaluations on the use of third-generation cytotoxic agents for inoperable stage III and IV NSCLC 10. All types of approaches (cost-benefit analyses, cost-minimisation analyses, cost-effectiveness analyses and CUA) were evaluated in this review but only one CUA was available. This CUA of chemotherapy for metastatic NSCLC applied a decision-analysis model on a hypothetical cohort of lung cancer patients. The analysis used mean utility estimates provided by a survey amongst oncologists 3. No other CUA alongside cancer clinical trials has as yet been reported on chemotherapy for advanced-stage NSCLC, which is probably related to the fact that the reported differences in QoL between platinum doublets only show discrete differences at best 11–15.

Tennvall and Fernberg 16 previously performed a cost-minimisation analysis of gemcitabine compared with cisplatin–etoposide for stage IIIB–IV NSCLC. In their analysis, gemcitabine proved to be cost saving, assuming the survival and response rates in that study were equivalent. A weakness of the analysis was that no information about QoL was available. The present authors were able to perform a CUA based on patients' derived utility estimates within a comparable treatment design. Based on the standard practice of the Leuven University Hospital, an incremental societal cost of \#8364;1,522 per patient for single agent gemcitabine was calculated as compared to standard cisplatin–vindesine. After adjusting the survival time for QoL by introducing the utilities, an increment of 0.11 QALY was obtained, translating into a baseline incremental CUR of \#8364;13,836/QALY. This calculated incremental CUR remains below the internationally accepted benchmarks of CAN$20,000/QALY, US$50,000/QALY and £30,000/QALY used in the UK 17–19.

In the sensitivity analyses it was found that higher costs translate into higher CURs. However, in contrast to what is frequently observed, the CURs were not importantly altered by switching from in-patient drug administration to day hospitalisations. This is probably related to the fact that in the present authors' experience, the cost of 1-day hospitalisation does not differ greatly from the cost per day of in-patient care. Moreover, the actual number of admissions is higher in the gemcitabine arm than the doublet. In contrast, the cost picture is clearly dominated by the actual cost of the drugs.

The results of this analysis are thus sensitive to changes in costs but even more so to changes in utilities. When the impact on QoL is limited, the CURs raise considerably, as can be seen in the AUC approach. It is frequently seen in this kind of analyses that the difference in utility between treatments is more important than the absolute estimates and that the accurate measurement of health is essential for performing CUA 4, 18, 20, 21. In the present authors' trial, weekly LCSS assessments were performed. This is in contrast to the QoL assessments in the Southwest Oncology Group trial S9509 22. The monthly intervals between the cisplatin treatments together with the more dispersed QoL assessments in that trial possibly masked small inter-treatment QoL differences that the present authors observed and may explain why there was no significant QoL difference between both treatment arms. As a result, a cost-minimisation analysis was performed 23. In contrast, the present authors' weekly LCSS assessment nicely demonstrated a decrease in QoL during the 3 weeks following cisplatin administration with recuperation during the fourth week prior to a new cycle of chemotherapy (fig. 2Go).

Although the present study yields interesting information regarding the relation between costs and QoL, it should be acknowledged that it also has limitations and methodological difficulties, such as the choice of the comparators, the utility instrument used, the length of follow-up of utility and costs, and the choice of perspective (healthcare versus societal) and institution (university versus general hospital).

First, it can be argued that single agent gemcitabine is not standard treatment in fit patients with advanced NSCLC, and that cisplatin combinations should be favoured due to the moderate survival benefit that is mostly observed. However, this was not the case in the present study. These cisplatin combinations are frequently not tolerated by frail and aged patients with symptomatic advanced NSCLC and comorbidity. Single agent therapy with a new drug such as gemcitabine therefore presents a valuable alternative. In addition, although it has been shown that modern doublets yield slightly superior survival outcomes compared to single agent therapy in fit patients with advanced NSCLC, it is less obvious whether doublet therapy is also superior to monotherapy with a new agent when subjective outcomes such as QoL or CB are considered 24, 25.

Secondly, the choice of QoL instrument used is not standard. However, utilities in oncology have been assessed by varying instruments and respondents. So far, no single standardised method is available for utility collection alongside trials. In this CUA, the global QoL item out of the LCSS QoL questionnaire was used and was assumed to be comparable to the VAS thermometer scoring of the Euro-QoL EQ-5D questionnaire. This assumption can be substantiated by the study of Fossella et al. 26, which demonstrated that a global QoL assessment by either LCSS or Euro-QoL showed a similar outcome. In addition, the Euro-QoL measurements obtained from NSCLC patients in a cross-sectional study using the 36-item Short-Form Health Survey demonstrated that it is useful in the evaluation of the CUR of NSCLC therapies 27. However, it still remains possible that the QoL item may not cover all the different domains of QoL. Lastly, it was not feasible to obtain QoL measurements after the end of the study period.

The cost estimates used in the present analysis were derived from the standard unit costs and the standard resource use of the Leuven University Hospital. This approach may not entirely represent the healthcare point of view since it is not known to what extent academic cost data are representative for other institutions in this multicentre study. In the sensitivity analysis, the costs of the cytotoxic drugs and of the administration of these drugs (i.e. related to the hospital type) were therefore varied. It was found that the cost of cytotoxic administration has only limited impact on the ultimate CUR. Furthermore, indirect costs were not included in the analysis as the vast majority of the patients in this study were already retired. In some reports, however, up to 40% of the general patient population with advanced NSCLC did not reach the age of 65, which might translate into different economic societal losses. In contrast, one issue that would not affect the results is the possible use of generic equivalents of the cytotoxics, because both cisplatin and gemcitabine had been approved <15 yrs ago in Belgium at the time of the analysis.

In conclusion, although cost alone should not be used to determine treatment choices in an individual patient, it cannot be ignored that the financial impact of chemotherapy in advanced-stage nonsmall cell lung cancer might be substantial when considering treatment options within a community. As the gains in hard outcomes are limited and improvements in quality of life and clinical benefit parameters are highly valued by patients with symptomatic advanced-stage nonsmall cell lung cancer, these parameters should be incorporated in health economy analyses. The present cost–utility analysis showed that the incremental cost of a third-generation cytotoxic drug (mainly related to the cost of the cytotoxic itself) is partly offset by an increased gain in quality-adjusted life years, resulting in an acceptable cost–utility ratio. However, as quality-of-life outcomes remain difficult to measure and are a critical element in determining the results of such analyses, further research is warranted in this field.


   REFERENCES
TOP
 ABSTRACT
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 

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Right arrow Articles by Vansteenkiste, J. F.

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