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Eur Respir J 2006; 27:121-127
Copyright ©ERS Journals Ltd 2006

Obstructive sleep apnoea and its therapy influence high-density lipoprotein cholesterol serum levels

J. Börgel1, B. M. Sanner2, A. Bittlinsky1, F. Keskin1, N. K. Bartels1, N. Buechner3, A. Huesing4, L. C. Rump3 and A. Mügge1

1 Dept of Medicine, Cardiology and Angiology, St. Josef-Hospital/Bergmannsheil, 3 Dept of Medicine, Marien-Hospital Herne, and 4 Institute for Biomedical Informatics, Ruhr-University Bochum, and 2 Dept of Medicine, Bethesda-Hospital, Wuppertal, Germany.

CORRESPONDENCE: J. Börgel, Medical Clinic II Cardiology and Angiology, St. Josef-Hospital/Bergmannsheil, Gudrunstrasse 56, 44791 Bochum, Germany. Fax: 49 2345092303. E-mail: jan.boergel{at}ruhr-uni-bochum.de

Keywords: Continuous positive airway pressure, hyperlipidaemia, lipid, lipoprotein, obstructive sleep apnoea

Received: November 15, 2004
Accepted September 13, 2005


   ABSTRACT
TOP
 ABSTRACT
METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
Recent studies suggest an association of obstructive sleep apnoea (OSA) with cardiovascular risk factors, such as dyslipidaemia.

The present study analyses the effects of OSA and its therapy on serum lipid concentrations in 470 OSA patients in a single centre study.

Multivariate regression showed a significant association between the apnoea–hypopnoea index and high-density lipoprotein cholesterol (HDL-C) serum levels (n = 366), independent of age, sex, body mass index, diabetes and lipid lowering medication. There were no independent associations with total cholesterol, triglyceride and low-density lipoprotein cholesterol serum levels. During follow-up (6 months) with effective bilevel or continuous positive airway pressure therapy in 127 patients (lipoproteins: n = 86) without change in their lipid lowering therapy, the mean HDL-C serum level increased significantly by 5.8% from 46.9±15.8 to 49.6±15.3 mg·dL–1 (mean±SD).

An independent relationship was found between the change of apnoea–hypopnoea index and the change of high-density lipoprotein cholesterol or triglycerides, respectively. All patients with abnormal serum lipid/lipoprotein levels improved significantly under bilevel or continuous positive airway pressure therapy. This study demonstrates an influence of obstructive sleep apnoea and its therapy on high-density lipoprotein cholesterol levels.

Hyperlipidaemia is a main risk factor for the development and progression of cardiovascular diseases. Disorders in lipid metabolism may result in early occurrence of atherosclerotic alterations 1, 2. In addition to the well characterised pro-atherosclerotic effect of high low-density lipoprotein cholesterol (LDL-C) 3 concentrations, there is an inverse correlation between the high-density lipoprotein cholesterol (HDL-C) level and the incidence of coronary heart disease (CHD) 4. Even a slight elevation of the HDL-C concentration can reduce the risk for CHD significantly 5.

In previous studies, an association between sleep-disordered breathing and cardiovascular diseases 6, 7 was detected. Besides the well described influence on blood pressure, sleep-disordered breathing may also affect other cardiovascular risk factors, for example the lipid metabolism. This latter association was recently addressed by the Sleep Heart Health Study (SHHS). In this cross-sectional study in which 6,440 primary healthy subjects were screened for sleep-disordered breathing (mean respiratory disturbance index (RDI) 4.0 events·h–1), a significant correlation of the RDI with the total serum cholesterol levels in males and with the HDL-C and triglyceride levels in females was observed 8.

In the present study, the association between obstructive sleep apnoea and lipid serum levels was assessed in a large collective (n = 470) of consecutive in-patients with moderate-to-severe obstructive sleep apnoea (OSA; mean apnoea–hypopnoea index (AHI) = 28.15 (±22.06)·h–1). The effect of positive airway pressure therapy on lipid-, and lipoprotein serum levels was studied in a subgroup of patients in whom the lipid lowering therapy was not changed.


   METHODS
TOP
 ABSTRACT
 METHODS
RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
Patients
The patients were consecutively examined and screened for OSA between 1999 and 2001 in the sleep laboratory of the Marien-Hospital Herne, a hospital of the Ruhr-University Bochum, Germany. The patients were admitted to the hospital because of a history of apnoeas or snoring or hypersomnic symptoms, such as daytime tiredness or impairment of cognitive functions. A total of 470 consecutive patients were identified with the diagnosis of OSA. The cardiovascular risk profile was determined at the time of the initial polysomnography. The assessment included a standardised questionnaire on the patient's history, physical examination, polysomnography, ECG, echocardiography, and a blood analysis (total cholesterol, triglycerides, bland-glucose and electrolytes). In 366 patients, an additional determination of serum HDL-C and LDL-C levels was available. All patients gave informed consent to participate in this study. The study protocol was approved by the local ethics committee of the Ruhr-University of Bochum.

Follow-up during positive airway pressure therapy
All patients that were treated with bilevel or continuous positive airway pressure (Bi-/CPAP) therapy due to OSA were re-evaluated by polysomnography after 6 months. A subgroup of 127 patients was extracted in whom the lipid lowering medication was kept constant during the initial visit and during the follow-up period. In 86 of these patients, HDL-C and LDL-C values were available for both visits.

Polysomnography
All patients underwent overnight polysomnography (Somnostar 4100, SensorMedics, Yorba Linda, CA, USA), according to a standardised protocol 9. Patients were monitored with continuous polygraphic recording from surface leads for electroencephalography (C3/A1, C4/A2), bilateral electrooculography, submental and leg electromyography, electrocardiography, oxyhaemoglobin saturation (finger pulse oxymetry), chest and abdominal excursion (inductance plethysmography), nasal and oral airflow from noninvasive sensors, body position, tracheal sounds (microphone) and thoracic and abdominal respiratory movement (inductance plethysmography). Recordings were continuously supervised by a technician in order to ensure that the transducers and lead wires permitted normal positional changes during sleep. Bedtime and awakening time were at each subject's discretion. Polysomnography was determined after final waking. In the morning, patients stayed without breakfast until blood samples were taken. Polysomnography recordings were scored in 30 s periods for sleep, breathing and oxygenation. A breathing event during sleep was defined as abnormal if either a complete cessation of airflow lasting ≥10 s was seen (apnoea) or a reduction in respiratory airflow of ≥50% of the tidal volume lasting ≥10 s could be discerned (hypopnoea) 9. Obstructive apnoea was defined as absence of tidal volume in the presence of paradoxical chest or abdominal wall motion. The average number of episodes of apnoea and hypopnoea per hour of sleep (AHI) was calculated. If the AHI was ≥5·h–1, associated with typical clinical features, OSA syndrome was diagnosed. Sleep was staged manually, using the methods of Rechtschaffen and Kales 10. Patients who had pure or mainly central sleep apnoeas were excluded from the study. Further parameters such as arousal index and sleep efficiency were identified according to the recommendations of the American Sleep Disorders Association 11.

Blood chemistry
The diagnostic systems for quantitative in vitro determination of serum levels were delivered from "DiaSys" (Diagnostic Systems International GmbH, Holzheim, Germany). Total cholesterol was determined by the "CHOD-PAP"- enzymatic photometric test ("Cholesterol FS*", Diagnostic Systems International GmbH). Determination of cholesterol was performed after enzymatic hydrolysis and oxidation. The colorimetric indicator was quinoneimine, which is generated from 4-aminoantipyrine and phenol by hydrogen peroxide under the catalytic action of peroxidase (Trinder's reaction) 12.

Triglyceride levels were determined by a colorimetric enzymatic test, using glycerol-3-phosphate-oxidase ("Triglyceride FS*", Diagnostic Systems International GmbH). After enzymatic splitting with lipoprotein lipase, the indicator quinoneimine (s.o.) was used as an indicator.

HDL-C was measured by an immuno-separation-based homogenous assay ("HCL-C Immuno FS*", Diagnostic Systems International GmbH) and LDL-C by direct colour producing enzymatic reaction ("LDL-C Select FS*", Diagnostic Systems International GmbH). These tests are homogeneous methods for HDL-C/LDL-C measurement without centrifugation steps. Antibodies against human lipoproteins are used to form antigen–antibody complexes with very low-density lipoprotein, chylomicrons and HDL-C or LDL-C in a way that only the left HDL-C or LDL-C, respectively, is selectively determined by an enzymatic cholesterol measurement 13.

Statistical analysis
Results are presented as mean±SD. All reported p-values are two-tailed. The relationship between the lipid and lipoprotein serum levels and the AHI were first explored by bivariate regression analysis. To determine the independent association of the AHI on these parameters in the presence of body mass index (BMI), age, sex, diabetes and lipid lowering drugs, multiple linear regressions were calculated. Differences between untreated OSA and treated OSA after 6 months were analysed using a t-test for paired samples. Intergroup differences between AHI-quartiles were compared by ANOVA. Proportional changes of the mean values were presented as percentage. To investigate whether the change (differences between the first and second polysomnography) in lipid-/lipoprotein serum levels during the follow-up period were independent of the change in BMI a multiple regression analysis was performed. For blood analysis, the following cut-off values were defined as abnormal: total cholesterol ≥200 mg·dL–1, triglycerides ≥180 mg·dL–1, HDL-C≤40 mg·dL–1 and LDL-C≥150 mg·dL–1.


   RESULTS
TOP
 ABSTRACT
 METHODS
 RESULTS
DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
Associations in untreated obstructive sleep apnoea
Table 1Go summarises the demographic findings, the cardiovascular risk profile, as well as the polysomnographic results for the full study group and for the follow-up subgroup. In this subgroup of 127 patients Bi-CPAP therapy was maintained and lipid lowering agents were not changed. Repeated determination of LDL-C and HDL-C levels was obtained in 86 patients.


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  		Table 1— Demographics of the full study cohort and the subgroups with available lipoprotein serum levels

 
Bivariate correlation analysis showed a significant positive relationship between AHI and triglyceride serum levels (r = 0.146, p = 0.002) and a significant negative relation between AHI and HDL-C levels (ß = –0.283, p<0.001). There was no correlation between AHI and total cholesterol or LDL-C serum levels.

ANOVA revealed a significant difference between the quartiles of AHI for HDL-C and triglycerides (fig. 1Go).



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  		Fig. 1— Distribution of a) high-density lipoprotein cholesterol (HDL-C; n = 366, p<0.001) and b) triglyceride levels (n = 470, p = 0.01) in different quartiles of the apnoea–hypopnoea index (AHI).

 
Adjustment for age, BMI, sex, diabetes and lipid lowering medication disclosed an independent influence of the AHI and HDL-C serum levels (ß = –0.195, p<0.001) (table 2Go). Triglycerides and AHI were not related independently with a level of significance <0.05 (p = 0.107).


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  		Table 2— Multivariate regression between apnoea–hypopnoea index (AHI) and total cholesterol, triglyceride-, HDL-C and LDL-C serum levels

 
Follow-up during bi-level-/continuous positive airway pressure therapy
Of 153 patients who were treated with Bi-/CPAP therapy and had a lipid determination at the time of the control polysomnography, 26 had to be excluded because their lipid lowering therapy was changed during the follow-up period. Of those, 22 received a new lipid lowering drug (mainly statins) and in four patients an existing lipid lowering medication was stopped.

The demographic profile of the remaining follow-up cohort is summarised in table 1Go. Only 9.4% (12/127) of these patients were on lipid lowering drugs at the initial enrollment (statins: n = 11; fibrate: n = 1). The doses of the lipid-lowering therapy was not changed in these patients during the 6 months of follow-up. As shown in table 1Go, 23.6% of the patients (n = 30) had the diagnosis of diabetes mellitus, while only nine received anti-diabetic treatment. During follow-up, in six of those patients anti-diabetic treatment was changed.

The mean AHI was effectively reduced from 32.9±21.5 to 2.2±2.3 events·h–1 (p<0.001, table 3Go). Table 3Go summarises the changes of serum lipid levels during OSA therapy. The mean HDL-C serum level increased significantly by ~2.7 mg·dL–1 (5.8%, p = 0.013). If the six patients with a change in their anti-diabetic treatment during follow-up were excluded, the decrease of HDL-cholesterol remained significant (p = 0.015). The mean serum concentrations of total cholesterol (–3.4 mg·dL–1; –1.44%), triglycerides (–8.6 mg·dL–1; –4.9%) and LDL-C (–5.5 mg·dL–1; –3.8%) decreased, but these changes did not reach statistical significance. On follow-up, the mean BMI remained unchanged (–0.9%, p = NS).


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  		Table 3— Effect of Bi-/CPAP therapy on polysomnographic data, lipids and body mass index (BMI) in patients with obstructive sleep apnoea

 
Multivariate regression analysis revealed a significant relationship between the improvement of AHI ({Delta}AHI) and changes of HDL-C ({Delta}HDL-C) and triglyceride ({Delta}triglycerides) levels. These results remained significant after adjustment for {Delta}BMI (table 4Go).


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  		Table 4— Multivariate regression between therapy-induced changes of apnoea–hypopnoea index ({Delta}AHI) and lipids

 
In the follow-up group, 91 had a cholesterol level ≥200 mg·dL–1 (n = 67 ≥220 mg·dL–1), 45 had triglyceride levels ≥180 mg·dL–1, 41 had HDL-C levels ≤40 and 38 patients had LDL-C levels ≥150 mg·dL–1. As shown in figure 2Go, all the lipids/lipoproteins improved significantly in patients with initial pathological levels.



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  		Fig. 2— Changes of lipid serum levels of a) high-density lipoprotein cholesterol (HDL-C), b) low-density lipoprotein cholesterol (LDL-C), c) total cholesterol and d) triglycerides under bi-level-/continuous positive airway pressure therapy in patients with initial abnormal lipid profile. The development of the mean (abnormal) serum level and the t-test (comparison between first and second visit) was: a) HDL-C, 31.6–36.8 mg·mL–1 (p<0.001); b) LDL-C, 188.8–160.4 mg·mL–1 (p<0.001); c) total cholesterol, 242.3–228.9 mg·mL–1 (p = 0.001); and d) triglycerides, 300.7–252.3 mg·mL–1 (p = 0.01).

 

   DISCUSSION
TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
ACKNOWLEDGEMENTS
 REFERENCES
 
This study demonstrates the following four points. 1) The number of nocturnal hypopnoeas or apnoeas in patients with obstructive sleep-disordered breathing is associated independently with low HDL-C levels. 2) Bi-/CPAP therapy significantly increases the mean HDL-C serum levels by ~5.8% within 6 months of treatment. 3) There is an independent ({Delta}BMI) and significant relation between the changes of AHI and HDL-C or triglycerides, respectively, indicating some reversibility of the initial dyslipidaemia under Bi-/CPAP therapy. 4) All mean lipid/lipoprotein serum levels improve significantly under Bi-/CPAP therapy in OSA patients with initial abnormal lipid/lipoprotein serum level values.

The current results are partially confirmatory to previous work. In the SHHS, an independent correlation was observed between the respiratory disturbance index and HDL-C levels in females only. In males, a minor, but significant association was seen only for the total cholesterol levels. Interestingly, these correlations were more evident in the age group <65 yrs as compared with elderly patients 8. The current study shows important differences to the SHHS. 1) The mean age in the current study is younger (55.4 versus 62.1 yrs). 2) The present study enrolled in-patients with moderate-to-severe OSA (mean AHI 28 events·h–1) in contrast to the SHHS, which screened initially healthy patients without or with mild-to-moderate sleep-disordered breathing (mean RDI = 4 events·h–1). 3) The cardiovascular risk profile is on average worse in the cohort of the current study.

Although there are significant differences in HDL-C levels between males and females (46.5 mg·dL–1 versus 55.8 mg·dL–1, p<0.001) in the current study group, the influence of OSA on HDL-C levels is independent of sex as shown in table 2Go. In contrast to the SHHS, the use of lipid lowering medication and the diagnosis diabetes, both important confounders, are considered in the statistical analysis of the present study.

A new finding is that Bi-/CPAP therapy has a potentially beneficial effect on lipid serum levels. In the follow-up cohort a significant increase in the HDL-cholesterol serum concentration of ~5.8% was observed within 6 months of therapy. The change in AHI and the change in HDL-C serum levels correlated with high significance, demonstrating the reversibility of, and also confirming the association between, lipid serum levels and AHI in untreated OSA.

A previous study 14 reports that CPAP therapy reduced the LDL-C serum levels in 69 OSA patients. In contrast to the current study, only patients with elevated LDL-C plasma levels >130 mg·dL–1 before CPAP therapy were included. Therefore, these findings do not contradict the present authors' results, since in the subgroup of patients with initial abnormal LDL-C levels >150 mg·dL–1 a significant reduction under Bi-/CPAP therapy was also found (fig. 2Go). However, these improvements of lipid levels may be amplified by a regression-to-the-mean effect.

However, in another meta-analysis of two randomised placebo-controlled trials of short-term CPAP-treatment (1 month) in OSA patients a significant fall of total cholesterol of –0.28 mmol·L–1 (–4.9%) in 107 OSA patients was observed, while in a control group of 106 patients with sub-therapeutic CPAP-therapy changes were not significant. Nonfasting triglyceride levels were not affected in both groups. HDL-C and LDL-C levels were not determined 15.

The link between severity of OSA and lipid metabolism remains to be defined. It may be speculated that this link is related to a confounding factor, obesity, which has a strong association with both OSA and lipid disorders. Moreover, low HDL-C levels, high triglyceride levels and obesity are associated with each other as part of the metabolic syndrome 16. However, the SHHS as well as the present study demonstrated a correlation between AHI and lipid plasma levels that was independent of the BMI. This observation suggests that factors other than obesity alone may be involved.

This/these factor(s) may be related to an increased sympathetic nerve system activity, as it has been consistently reported for patients with OSA 17–19. A direct link between the adrenergic system and lipid levels was shown before: previous pharmacological studies using {alpha}- and ß-adrenoceptor blockers disclosed an influence of the sympathetic nervous system on the HDL-C and triglyceride serum levels: prazosin increases HDL-C levels and reduces triglyceride levels 20, 21, while propanolol 19 and metoprolol administration 21 are associated with a significant increase in serum levels of triglycerides and with a decrease in the HDL-C serum concentration. In accordance with these results, terbutaline, a ß2-receptor agonist, raised the HDL-C level in healthy subjects 23. Furthermore, adrenalin 24 and cortisol 25, which are elevated in OSA patients 17, modify the expression of the lipoprotein lipase, which has a key role in the synthesis of HDL-C 26. To summarise, these findings suggest that any status with a chronic elevated sympathetic activity may lower HDL-C and increase triglyceride serum levels.

The pathomechanism lipid metabolism modification by Bi-/CPAP therapy is unknown. On the one hand, the reduction of sympathetic nerve activity 27 may account for an improved lipid profile. On the other hand effective treatment of OSA may result in increased physical activity and a reduction of hypersomnolence during the day 28. It is well known that physical activity can also improve lipid serum levels. A meta-analysis of 52 exercise training trials of >12 weeks duration including 4,700 subjects demonstrated an average increase in HDL-C levels of 4.6% and reduction of triglycerides of 3.7% 29, 30. Although the patients from the present study did not receive a special training programme, the increase of the mean HDL-C level was 5.8%.

As mentioned in the introduction, even a mild improvement of lipid levels can reduce the risk for CHD significantly 5. It has not yet been demonstrated that consequent therapy of OSA reduces the incidence of cardiovascular disease, but the current results indicate that this therapy reduces the risk profile.

Limitations
A disadvantage of the current study is certainly the missing information regarding physical activity in the patients. Therefore, an important confounding factor is not present in the multivariate analysis. Furthermore, waist/hip ratio would have improved the information about the fat distribution, which is an individual confounder for dyslipidaemia within the determination of the BMI. These aspects will need to be considered in future studies. Another limitation is that the study did not establish a control group, treated with e.g. subtherapeutic CPAP. However, there is a controversy about control groups who are treated with subtherapeutic CPAP-therapy, since even subtherapeutic CPAP therapy has a substantial effect on the AHI and sleep structure and therefore is no placebo treatment.

Conclusion
The current study demonstrates that the severity of OSA associated independently with low HDL-C serum levels. The present authors could further demonstrate a significant positive effect of Bi-/CPAP therapy on the mean HDL-C serum level and on all lipid/lipoprotein concentrations in OSA patients with initial abnormal serum level values. The fact that the present study could show a highly significant relationship between the change in AHI and the change in HDL-C serum levels during Bi-/CPAP therapy demonstrates a partial reversibility of, and thus confirms, the consequences of untreated OSA.

These observations may help to explain the increased rate of cardiovascular disease in obstructive sleep apnoea patients and underline the importance of bi-level-/continuous positive airway pressure treatment.


   ACKNOWLEDGEMENTS
TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
REFERENCES
 
The authors would like to thank M. Haske and M. Burmann-Urbaneck for support in patient recruitment.


   REFERENCES
TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 

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Effect of Continuous Positive Airway Pressure Treatment on Serum Cardiovascular Risk Factors in Patients With Obstructive Sleep Apnea-Hypopnea Syndrome
Chest, September 1, 2007; 132(3): 843 - 851.
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 ChestHome page
M. Kono, K. Tatsumi, T. Saibara, A. Nakamura, N. Tanabe, Y. Takiguchi, and T. Kuriyama
Obstructive Sleep Apnea Syndrome Is Associated With Some Components of Metabolic Syndrome
Chest, May 1, 2007; 131(5): 1387 - 1392.
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S. R. Coughlin, L. Mawdsley, J. A. Mugarza, J. P. H. Wilding, and P. M. A. Calverley
Cardiovascular and metabolic effects of CPAP in obese males with OSA
Eur. Respir. J., April 1, 2007; 29(4): 720 - 727.
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W. T. McNicholas, M. R. Bonsignore, and the Management Committee of EU COST ACTION B26
Sleep apnoea as an independent risk factor for cardiovascular disease: current evidence, basic mechanisms and research priorities
Eur. Respir. J., January 1, 2007; 29(1): 156 - 178.
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