Copyright ©ERS Journals Ltd 2005 Bronchodilator response in the lung health study over 11 yrs1 University of Manitoba, Winnipeg, Manitoba, Canada. 2 University of Minnesota, Minneapolis, MN, 3 University of California, Los Angeles, CA, 4 University of Utah, Salt Lake City, UT, and 5 Mayo Clinic, Rochester, MN, USA. CORRESPONDENCE: N. R. Anthonisen, Respiratory Hospital, 810 Sherbrook St, Winnipeg MB, R3A 1R8, Canada. Fax: 1 2047871220. E-mail: nanthonisen@exchange.hsc.mb.ca Keywords: Forced expiratory volume in one second, methacholine reactivity, smoking
Received: September 1, 2004
Long-term changes in bronchodilator response in people with mild chronic obstructive pulmonary disease were assessed in this study. Changes in forced expiratory volume in one second (FEV1) in response to isoproterenol was measured in 4,194 participants in the Lung Health Study annually for 5 yrs, and again 11 yrs after study entry. Responses were quantitated in terms of mL (absolute), as per cent of the pre-bronchodilator value (relative), and as a per cent of the predicted normal value (% predicted). At baseline, the mean pre-bronchodilator FEV1 was 75.4% predicted, and responses were small. Relative and percentage predicted responses were similar in males and females; and correlated positively with methacholine reactivity, and negatively with smoking intensity and age. Baseline bronchodilator responses did not correlate with subsequent decline in FEV1. There was a substantial increase in response over the first year of the study, largely due to smoking cessation, with larger increases in those who stopped smoking. After the first year absolute responses changed little in those who maintained smoking cessation, but increased in those who did not. Mean relative and percentage predicted responses increased in all participants throughout the study. There was substantial annual variability of absolute response, and it was poorly reproducible in individual participants. In conclusion, smoking cessation increased bronchodilator response, and response did not predict the rate of decline of forced expiratory volume in one second. Spirometric assessment of bronchodilator responsiveness in chronic obstructive pulmonary disease (COPD) was recommended by most early COPD guidelines 1, 2. The American Thoracic Society 1 and the more initial Global Initiative for Obstructive Lung Disease (GOLD) guidelines 2 identified a significant response as >200 mL and >12% of the pre-bronchodilator value. Both imply that this occurred in COPD and that its prevalence increased with serial testing because of poor reproducibility 1. More recent guidelines 35 either do not refer to bronchodilator response as a diagnostic criterion or state that it is not significant unless "large" 5. However, recent clinical trials, particularly of inhaled steroids, have excluded patients with significant bronchodilator responses 6, 7, presumably to lower the risk of unknowingly including patients with asthma or features of asthma. Data regarding bronchodilator response in COPD have generally examined patients with severe or moderately severe disease, and few have involved serial measurements 8, 9. In this respect the Lung Health Study (LHS) 10 is a unique data set. It recruited nearly 6,000 smokers with mild-to-moderate airways obstruction and followed >4,000 of them for 11 yrs with spirometric measurements before and after bronchodilator administration. These data permit characterisation of bronchodilator response in relatively mild COPD, its variability, its changes with time and smoking habit, and its relationship to rate of decline in lung function.
The LHS 1012 was a trial of smoking cessation and bronchodilator (ipratropium) therapy in volunteer smokers aged 3559 yrs with airway obstruction (forced expiratory volume in one second (FEV1)/forced vital capacity (FVC) <70%) who were not otherwise ill, and who had baseline values of FEV1 of 5590% of the predicted normal 13. Of the original 5,887 participants, >90% were followed with annual spirometry for the 5 yrs of the original study 10. After the original study, telephone contact was maintained with most participants, and 11 yrs after enrollment 4,194 were re-examined, 77% of those not known to be dead 11. Both the original 5-yr study and the 11-yr follow-up were approved by ethics committees at all participating institutions. Results were analysed according to the original LHS treatment group assignment; usual care (UC) and special intervention (SI). The latter was a combination of groups that were assigned either to ipratropium or placebo therapy. Both received the smoking cessation programme and had similar quit rates, and neither had received any further study-related interventions. Participants were also divided into three groups according to smoking habit. Sustained quitters (SQ) were biochemically-validated nonsmokers at each follow-up visit from year one through to year 11 who gave a history of abstinence during all of those years. Continuous smokers (CS) reported smoking at all follow-up visits from year one through to year 11. Intermittent quitters (IQ) reported smoking at some but not all follow-up visits. Due to uncertainties regarding dose of cigarettes, the IQ group was not considered in some analyses. Spirometry was performed with a rolling seal spirometer (Spirotech 500; Spirotech, Atlanta, GA, USA), with an intensive quality-control programme 14. Measurements were made before and 10 min after two puffs of isoproterenol (200 µg total dose) from a metered dose inhaler. Participants discontinued bronchodilators 12 h before testing. The largest values for FEV1 and FVC from multiple efforts were reported. Bronchodilator response was derived from FEV1 measurements and did not influence study entry. Response (the difference between the pre-bronchodilator and post-bronchodilator values) was quantified in three ways; as an absolute number (absolute), as a per cent of the pre-bronchodilator value (relative), and as a per cent of the predicted normal FEV1 (% predicted). Methacholine reactivity was measured at baseline 15. Data from the original cohort, who were followed for 5 yrs, were compared with those of the cohort with the 11-yr follow-up to ensure that there were no differences between them. Otherwise, data from the 11-yr cohort are reported. Standard descriptive statistics based on percentages for categorical data, means and standard deviations (SD) for quantitative variables were used. Univariate analysis employed Chi-squared for categorical variables and unpaired t-tests and ANOVA for quantitative variables. Multivariate analysis was used to assess the effect of baseline covariates (age, sex, treatment group, smoking habit and methacholine reactivity) on baseline responses. The relationship between baseline response and subsequent decline of FEV1 was assessed with multivariate linear models considering the same baseline covariates. To measure the variability of absolute response from years one to five, residuals were calculated from a longitudinal, mixed-effect model for repeated response. Intercept was entered as a random effect, and smoking status and daily cigarette use entered as time-dependent covariates. The residuals were squared, square roots taken and reported as root mean squared error (RSME) analogous to the SD. This estimate of variation considers systematic changes in response during the evaluation period. All multivariate models included the following covariates: age, sex, treatment group, baseline smoking habit, methacholine reactivity and baseline FEV1.
Table 1
Table 2
Baseline bronchodilator responses were not significantly related to the subsequent decline in post-bronchodilator FEV1 when baseline data were excluded from the assessment of decline, which was, therefore, measured from year one to 11.
Figure 1
All three responses showed a substantial and significant increase during the first year of the study. After the first year, relative response increased progressively and significantly throughout follow-up, while absolute response leveled off between years one and five, and increased slightly, but significantly, between years five and 11. Response as per cent predicted tended to level off between years one and five in both groups, and then increased between years five and 11. The changes in all three responses in the first year were significantly larger in the SI group than in the UC group (p = 0.02).
Figure 2
When all participants were considered, the increase in response correlated significantly (p<0.001) with the decrease in daily cigarette use, but the relationship was dependent on participants who stopped smoking entirely. In participants who did not stop smoking entirely there was no significant relationship between bronchodilator response and change in smoking intensity at the end of the first year of the study. In the IQ group, the current authors examined year-to-year changes in response as a function of changes in smoking habit. Responses were larger in those who quit in the preceding year than in those who relapsed to smoking, but the difference was not significant. Increases in both absolute and relative response during the first year related positively to baseline methacholine responsiveness in the SQ and IQ groups, (p<0.001 for both responses), but not in the CS group.
Figure 3
The 11-yr cohort examined was a biased sample of the original 5-yr cohort. Subjects who did not participate in the 11-yr follow-up were more likely to be young, male, and noncompliant with smoking cessation and follow-up. However, their baseline lung function did not differ from the 11-yr participants, and differences in symptoms and rate of decline of FEV1 during the initial 5 yrs were explained by differences in smoking habits 11. Finally, bronchodilator response over the first 5 yrs of the study did not differ between the 11-yr cohort and the 5-yr cohort.
Generally speaking, bronchodilator responses were small and less, on average, than those designated as significant by early COPD guidelines 1, 2. Out of 4,194 participants,
Relative and percentage predicted baseline responses were similar in males and females, though absolute responses were larger in males. Presumably, responses were similar when body size was considered. All three responses declined with age; to the current authors knowledge this has not been previously reported. Responses correlated negatively with smoking, which has been observed in the past 8. Responses were positively correlated with methacholine reactivity, which has also been noted previously 15. Such a correlation might have been expected, as both responses are thought to reflect differences in airway smooth muscle tone and/or excitability. However, there is evidence that bronchodilator response and methacholine response were not closely equivalent (table 3
The most striking finding of this study is the increase in bronchodilator response observed over the first year of the LHS. This occurred in both treatment groups, but was greater in the SI group than the UC group (fig. 1 Obviously, the authors cannot be certain of the mechanism underlying the above change in bronchodilator response, but believe that the best explanation is a decrease in an acute inflammatory process related to daily cigarette consumption. This argument has been used to explain the small increase in post-bronchodilator FEV1 associated with smoking cessation 8. The present data indicate that >50% of that increase was accounted for by an increase in bronchodilator response; that is, the increase in pre-bronchodilator FEV1 with smoking cessation is considerably smaller than the increase in the post-bronchodilator value.
Increases in relative and percentage predicted responses between years five to 11 (figs. 1 This study did not find that bronchodilator response, however expressed, related to a subsequent decline in FEV1. Since the baseline measurement was used to assess response, data was used from the first annual visit as the initial point in estimating rate of decline. The authors result was in agreement with data from the Inhaled Steroids in Obstructive Lung Disease (ISOLDE) study 9, but conflicted with those of the IPPB study 8, which reported that COPD patients with large bronchodilator responses had a relatively slow decline of lung function. In both studies, values used in assessing the initial response were not used in computing rate of decline. The current authors believe that the present results and those from the ISOLDE study are most likely to be correct, and that IPPB results were likely to be related to a residual effect from bronchodilator therapy mandated by study design, so that post-baseline FEV1 values were contaminated by concurrent therapy. If present, this effect would have been larger in more responsive subjects and, therefore, would have tended to decrease the rate of decline.
An index of variability of intra-individual bronchodilator response analogous to the SD was derived, utilising absolute response from years one to five, a period when the average response changed relatively little. As expected, there was considerable variability; RMSE averaged 56% of the mean value (fig. 3 In conclusion, in a large cohort of patients with mild-to-moderate chronic obstructive pulmonary disease, it was found that large bronchodilator responses were uncommon, but response tended to increase over time. Response increased more in people who stopped smoking than in those who did not. There was no relationship between bronchodilator response and subsequent rate of decline of pulmonary function.
The principal investigators and senior staff of the clinical and coordinating centres, the National Heart, Lung and Blood Institute, and members of the Data Monitoring Board and the Morbidity and Mortality Review Board, are as follows. Case Western Reserve University, Cleveland, OH, USA: M.D. Altose (Principal Investigator), S. Redline (Co-PI), C.D. Deitz; Henry Ford Hospital, Detroit, MI, USA: M.S. Eichenhorn (Principal Investigator), W.A. Conway (Co-PI), R.L. Jentons, K. Braden; Johns Hopkins University School of Medicine, Baltimore, MD, USA: R.A. Wise (Principal Investigator), S. Permutt (Co-PI), C.S. Rand (Co-PI), M. Daniel, V. Santopietro, K.A. Schiller; Mayo Clinic, Rochester, MN, USA: P.D. Scanlon (Principal Investigator), J.P. Utz (Co-PI), G.M. Caron, K.S. Mieras, L. Walters; Oregon Health Sciences University, Portland, OR, USA: A.S. Buist (Principal Investigator), V.J. Bortz, D.J. Youtsey; University of Alabama at Birmingham, AL, USA: W.C. Bailey (Principal Investigator), C.M. Brooks (Co-PI), L.B. Gerald (Co-PI), S. Erwin, D. Gardner, M. Johnson, J. Mangan; University of California, Los Angeles, CA, USA: D.P. Tashkin (Principal Investigator), A.H. Coulson (Co-PI), E.C. Kleerup (Co-PI), I.P. Zuniga; University of Manitoba, Winnipeg, MB, Canada: N.R. Anthonisen (Principal Investigator), J. Manfreda (Co-PI), R.P. Murray (Co-PI), S.C. Rempel-Rossum; University of Minnesota Coordinating Center, Minneapolis, MN, USA: J.E. Connett (Principal Investigator), C.P. Irwin, P.G. Lindgren, M.A. Skeans, H.T. Voelker; University of Pittsburgh, Pittsburgh, PA, USA: R.M. Rogers (Principal Investigator), G.R. Owens (Co-PI), M.E. Pusateri; University of Utah, Salt Lake City, UT, USA: R.E. Kanner (Principal Investigator), G.M. Villegas, A. Sharp; Safety and Data Monitoring Board: C. Furberg, J.R. Landis, E. Mauger, J.R. Maurer, Y. Phillips, J.K. Stoller, I. Tager, A. Thomas Jr; Morbidity and Mortality Review Board: T. Cuddy, R. Fontana, R.E. Hyatt, C.T. Lambrew, B.A. Mason, D. Mintzer, R. Wray; National Heart, Lung, and Blood Institute, Bethesda, MD, USA: S.S. Hurd, (Former Director, Division of Lung Diseases), J.P. Kiley (Director, Division of Lung Diseases), G. Weinmann (Project Officer, Director, Airway Biology and Disease Program), T. Croxton (Project Officer), M.C. Wu (Div. of Epidemiology & Clinical Applications).
For editorial comments see page 6.
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