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Copyright ©ERS Journals Ltd 2003
Systematic assessment of difficult-to-treat asthma
1 Depts of Allergy, 3 Upper Respiratory Medicine, 4 Thoracic Medicine, National Heart and Lung Institute, Faculty of Medicine, Imperial College and 2 Royal Brompton and Harefield NHS Trust, London, UK
CORRESPONDENCE: D.S. Robinson, Dept of Allergy and Clinical Immunology, National Heart and Lung Institute, Faculty of Medicine, Imperial College London, Dovehouse Street, London, SW3 6LY, UK. Fax: 44 2073518135. E-mail: d.s.robinson@imperial.ac.uk
Keywords: adherence, diagnosis, psychiatry, severe asthma
Received: February 14, 2003
Accepted May 23, 2003
D.A. Campbell is funded by the Joint Research Committee of the Royal Brompton and Harefield Trust and National Heart and Lung Institute. D.S. Robinson was funded in part by the Wellcome Trust.
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Abstract |
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Five per cent of asthmatics remain symptomatic despite high-dose treatment. The aim of the study was to investigate how often such difficult-to-treat asthma is due to intractable asthma, misdiagnosis, non-adherence with therapy, or psychiatric problems.
Difficult asthma was defined as persistence of symptoms despite treatment at step 4 of British guidelines or requirement for long-term oral glucocorticoids (step 5). One-hundred patients with a respiratory physician diagnosis of asthma were investigated in a single tertiary respiratory unit in an open and descriptive study.
Twelve of the patients studied did not have asthma and a further seven had additional diagnoses. Of the remainder, 55 had an asthma diagnosis confirmed by demonstration of reversible airflow narrowing or peak flow variability, whilst 20 did not. Noncompliance with prednisolone therapy was more frequent in the 55 with confirmed asthma (nine of 18 prescribed oral prednisolone at a dose of 
15 mg·day–1) and was not detected in the "unconfirmed asthma" group. There were no other significant differences between these groups. A major psychiatric component was detected in 10 patients.
Systematic evaluation of difficult asthma is useful as it can identify alternative or additional diagnoses, psychiatric illness or nonconcordance with therapy in a substantial proportion of cases (32% in the present series).
Although widespread use of anti-inflammatory treatment has resulted in good control of asthma for many, animportant subgroup of 5–10% of patients remain symptomaticdespite treatment 1, 2. These subjects includesevere asthmatics who are at increased risk of dying from asthma and who have continued morbidity from boththeir disease and the oral corticosteroids that are oftenused to treat it 2,3.Previous descriptions of severe or "difficult" asthma have suggested clinical subgroups, including brittle asthma 4 and corticosteroid-insensitive asthma 5, and, in some cases, such classification may be a useful guide to management. Corticosteroid-sparing immunosuppressive agents, such as cyclosporin A and methotrexate, have been used for severe asthma, with variable success that may reflect the heterogeneity of disease 6, 7, as suggested by recent bronchoscopic studies and noninvasive measures of inflammation in severe asthma 8, 9. In addition to disease heterogeneity it has been suggested that alternative diagnoses, nonadherence with therapy and psychiatric comorbidity, may contribute to difficulty in controlling asthma 10, 11.
This study focused on the practical problem of the patient with diagnosed asthma whose symptoms are not controlled despite high doses of inhaled corticosteroids and other regular therapy. The findings from a systematic assessment of 100 patients with difficult asthma are presented here. The data suggest that even in those patients referred to a tertiary centre for assessment there is a considerable rate of alternative or additional diagnoses, nonadherence with therapy and psychiatric comorbidity. Careful clinical assessment should identify these patients. A substantial minority did not have reversible airflow obstruction at the time of assessment.
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Methods |
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Patients
Any patient with an asthma diagnosis from a respiratory physician referred to the Royal Brompton Hospital because of difficult asthma was eligible for inclusion in the study. Difficult asthma was defined as symptomatic asthma despite high-dose inhaled corticosteroid therapy (>1,000 µg·day–1 ofbeclomethasone dipropionate or equivalent) and long-acting ß2-agonist or theophylline treatment (step 4 of the British Thoracic Society Guidelines) 2, or patients treated with long-term (>3 months) oral corticosteroids for asthma (step 5). Inclusion criteria were deliberately broad so as to include all referred patients and lack of reversibility to inhaled ß2-agonists or smoking were not exclusion criteria, because the authors wanted to describe those patients being treated for asthma (and to determine in how many there were other explanations for continued symptoms). Patients kept a 14-day diary of peak expiratory flow (PEF) and symptoms and were then were assessed over a 4-day stay at the hospital. The reason for admission to the minimal dependency ward was that many patients had travelled long distances to the centre; most of the investigations could also be performed in an outpatient setting. The data on the first 100 patients assessed using this protocol is presented here.
Questionnaires
Patient history, triggers for asthma and treatment were recorded on a standardised history and examination sheet. ASt George's Respiratory Questionnaire 12 and General Health Questionnaires (GHQ 30) 13 were also completed.
Clinical assessment
During the inpatient stay, patients were seen in the ear, nose and throat (ENT) clinic by a consultant psychiatrist and by two consultant respiratory physicians. The ENT specialist was asked about the presence of rhinosinusitis and vocal cord dysfunction (seen at the time of assessment). In addition to the GHQ 30 questionnaire, the psychiatrist used a grading system to assess psychiatric problems contributing to perception of asthma and those that were coincidental or not impacting on asthma severity. A major psychiatric component contributing to asthma severity was when patients reported that 30% of symptomatic episodes were related to feeling tense or said this was "why I get breathless". A minor contribution to asthma severity was noted when asthma started or got worse after a major life event, but the patient did not link asthma symptoms with stress. Similarly a minor contribution was scored if stress caused <30% of episodes or if asthma symptoms that had been related to stress persisted after the stress resolved.
Atopy
Patients were specifically asked about allergic triggers for asthma symptoms and the presence of allergic rhinitis. In addition, skin-prick tests were performed for house dust mite, grass pollen, cat, dog and Aspergillus allergens using standardised extracts and positive and negative controls (ALK-Abello, Hungerford, UK), with a wheal 3 mm larger than the negative control being graded as positive. Total serum and allergen-specific immunoglobulin (Ig)E for cat, dog, grass pollen, house dust mite and Aspergillus were measured in the biochemistry laboratory using Phadebas radioallergosorbent test (RAST; Pharmacia, Milton Keynes, UK).
Blood tests
Full blood count, biochemistry and serum theophylline concentration (blood taken 6 h post-dose) were performed in the hospital routine laboratories and serum Aspergillus precipitins were also measured. Serum cortisol and prednisolone were measured by high- performance liquid chromatography (HPLC) in samples taken 2 h after dosing (Komtron HPLC 525 pump system; Komtron Instruments, Watford, UK).
Imaging
All patients had a limited protocol high-resolution computed tomogram with inspiratory and expiratory films (Imatron, San Francisco, CA, USA) in addition to a plain chest radiograph. Radiographs were reviewed by a consultant radiologist who graded the chest radiograph as normal, hyper-expanded, or abnormal, and the computed tomography (CT) scans as normal or showing air trapping, bronchial wall thickening, bronchiectasis, or other abnormality 14.
Lung function tests
All patients underwent full lung function tests, including spirometry, static lung volumes, conductance and gas transfer, performed in the lung function dept of the Royal Brompton Hospital. Bronchodilator therapy (including nebulised or subcutaneous treatment) was withheld for 8 h before testing and long-acting ß2-agonists were withheld for 24 h. Reversibility to ß2-agonists was assessed in the lung function laboratory and separately by a physiotherapist on another day using a defined protocol involving increasing doses of salbutamol and ipratropium.
Analysis
All patients were reviewed after completion of the protocol and the diagnosis of asthma or non-asthma was made. Patients were further separated on the basis of those with confirmed reversible airflow obstruction and/or peak flow variability (>15% amplitude mean per cent on a 14-day home diary 15) and those who had neither reversibility nor PEF variability at assessment (unconfirmed asthma).
All data were entered into a database by the research nurse and there were periodic data checks. Statistical analysis was performed. Data were analysed for normality by the Ryan-Joiner test, then expressed as mean±sd or median and range if not normally distributed. Comparison between confirmed asthma and unconfirmed asthma was made using an unpaired t-test or Mann-Whitney U-tests or by Fisher's exact-test analysis. A p-value of <0.05 was considered significant.
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Results |
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One-hundred patients with difficult asthma were evaluated over 2 yrs. Of these, 92 were from hospital chest clinics and eight were new referrals from primary care. The inclusion of patients into different categories is summarised in figure 1
.
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Alternative or additional diagnoses
Twelve patients were judged to have diagnoses other than asthma because there was no evidence of, nor history suggestive of, reversible airflow obstruction, in conjunction with another explanation for their symptoms (table 1
). Chronic obstructive pulmonary disease (COPD) was diagnosed on the basis of irreversible airflow obstruction at the time of assessment, with no previously documented reversibility, previous smoking and reduced gas transfer. One patient had emphysema on lung-function testing and CT scan and was 
1-antitrypsin deficient. Another patient had cystic fibrosis (CF) with symptoms of breathlessness cough and sputum, bronchiectasis on chest radiograph and CT, Pseudomonas aeruginosa cultured from sputum and a positive CFgenotype. Cardiomyopathy was suspected clinically in one 30-yr-old male and confirmed on echocardiography and cardiac biopsy. Obliterative bronchiolitis was diagnosed in a female with progressive breathlessness and CT features, respiratory muscle problems were diagnosed on diaphragm and mouth pressure measurements, and severe anxiety diagnosed by the psychiatrist was accompanied by paradoxical vocal cord movement at ENT examination.
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A further group of respiratory diagnoses coexistent with asthma were made (fig. 1
). The most common was bronchiectasis.
Lung function tests and symptoms
Lung function data are shown in table 2. After excluding those patients in whom a diagnosis other than asthma was made, reversibility testing and peak flow data was available in 75. Of these, 55 had a reversible airflow obstruction of 15% or peak flow variability, confirming asthma at the time of the assessment, whilst 20 had neither peak flow variability nor reversibility to bronchodilators. These 20 without confirmed reversibility are termed "unconfirmed asthma". A further 13 patients were excluded from analysis because, although reversibility was not seen during assessment, they did not return the peak flow charts so the authors were unable to classify them as confirmed or unconfirmed asthma. All patients reported a considerable burden of symptoms with cough, wheeze, and breathlessness. Twenty-three patients reported daily sputum production.
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Atopy, aspirin sensitivity and ear, nose and throat assessment
The frequency of atopic sensitisation is shown in table 2
. Seven patients sensitised to cats continued to keep cats and four of those sensitised to dogs had a dog at home. ENT disease and history of aspirin sensitivity is summarised in figure 1.
Psychiatric evaluation and quality of life impact
Quality of life scores for those with asthma are shown in table 2. Psychiatric assessment is shown in figure 1.
Treatment and drug levels: adherence with treatment
Treatment at the time of assessment is shown in table 3. All patients were prescribed high doses of inhaled corticosteroids. In addition to the 52 patients on continuous oral prednisolone, a further 27 had received at least two short courses of oral corticosteroids in the past year.
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Serum prednisolone and cortisol concentrations were available from 18 of 23 patients with airflow reversibility and 10 of 12 without reversibility at assessment who were prescribed
15 mg daily oral prednisolone (fig. 1 and table 3). Serum prednisolone was undetectable in six of those with reversibility at the time of assessment (with normal serum cortisol in these patients and three others suggesting nonadherence with therapy), but all of those without confirmed asthma taking 15 mg·day–1 of prednisolone had detectable serum drug and suppressed cortisol (p<0.05 by Fisher's exact test).
Radiology
Chest radiographs were normal in 45 of those with confirmed asthma and 16 patients with unconfirmed asthma. Four radiographs showed hyper-expanded lung fields (all unconfirmed asthma), four changes of bronchiectasis, five linear shadowing, one emphysema and one pulmonary arterial enlargement. CT was normal in 13 of the patients with reversibility or PEF variability and in 15 of those with unconfirmed asthma. Seven patients had frank bronchiectatic changes on CT (six also had confirmed asthma), one had consolidation suggestive of extrinsic allergic alveolitis, one changes consistent with obliterative bronchiolitis and one features of emphysema.
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Discussion |
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TOPAbstractMethodsResultsDiscussionAcknowledgementsReferences |
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The descriptive data for 100 patients assessed at the Royal Brompton Hospital for difficult-to-treat asthma is presented here. There were high rates of alternative or additional diagnoses to asthma, nonadherence with therapy, psychiatric comorbidity and considerable impairment of quality of life. In addition, many patients did not have any peak flow variability or reversible airflow obstruction at the time of assessment.
The authors deliberately set broad inclusion criteria as it was their intention to describe patients currently being treated for severe asthma. Twelve patients had non-asthma diagnoses after systematic review and a number of these diagnoses had important management implications which led to subsequent changes in treatment. These findings emphasise the importance of systematic investigation and review of the asthma diagnosis in those with difficult or apparently corticosteroid-insensitive asthma 10, 11, 17. The authors suggest the following approach to asthmatic patients not responding to treatment. First, a careful review of symptoms may reveal chronic sputum production or smoking suggesting either of COPD or bronchiectasis, which may then be confirmed by radiology, bacteriology or lung function tests. In those patients taking oral theophylline or prednisolone measurement of blood levels or serum cortisol is a useful indicator of possible nonadherence. A social and psychiatric history may reveal underlying problems affecting the interpretation of symptoms. Documentation of reversibility and diurnal variation of airflow obstruction may identify fixed airflow obstruction, although how this should be managed requires further research. Often a "fresh" opinion from a colleague or tertiary centre will help with these patients, but the authors suggest that a structured approach including all of these components should be taken.
Many studies with strict inclusion criteria of currently demonstrable reversibility would have excluded nearly one-third of the remaining patients in whom no alternative explanation for symptoms was found. Nine of these 20 unconfirmed asthmatics had previously documented reversible airflow obstruction, either to ß2-agonists or oral corticosteroids.
Despite long-acting ß2-agonists, theophylline and nebulised therapy being omitted on the day of assessment of ß2-agonist response, it is possible that the persistent bronchodilator effect of such therapy masked response. Similarly, a systematic trial of high-dose oral corticosteroids in patients without PEF variability of bronchodilator responsiveness was not performed because many were already treated with corticosteroids.
No relationship between the presence or absence of reversible airflow obstruction at the time of assessment to any features of asthma severity, radiological changes, other lung function measures or quality of life measures was found. It worth noting that previous study of persistent airflow limitation in severe asthma found an association with adult onset, airway hyperresponsiveness, and sputum eosinophilia 16.
Noncompliance with oral corticosteroid therapy was confirmed in nine out of 18 patients with asthma prescribed >15 mg·day–1 prednisolone. All 10 of those without confirmed asthma at the time of assessment who were prescribed >15 mg·day–1 of prednisolone were compliant. The reason for this difference in adherence is not known. It is possible that the steroids had reversed any reversible component of airflow obstruction in these patients, but also that these patients had themselves noticed clinical improvement with steroid therapy. Further studies of rates of steroid response in severe asthma are required. Corticosteroid resistance in these patients was not formally assessed, although previous studies suggest that this may be a reason for failure to respond to corticosteroids in a small proportion of severe asthmatics 7, 5, 18. A similar protocol has been used in the authors' institute for the assessment of difficult asthma in children, and this did suggest that a subgroup of patients had steroid insensitivity 19. Nonetheless, the data suggest that nonadherence with therapy may be a more common explanation.
Four of the patients with unconfirmed asthma had normal lung function (and two had no evidence of bronchial hyperresponsiveness). Nonetheless, two of these patients had been ventilated in the past for asthma and were thought to have type-2 brittle asthma (precipitous falls in PEF on the background of normal lung function). Another two were judged to have a major psychiatric component to their asthma symptoms. It is difficult to confidently diagnose type-2 brittle asthma without documented episodes of severe airflow obstruction, but the diagnosis cannot be excluded if there is a history of previous hospital admissions. It is also uncertain what regular therapy is useful for type-2 brittle asthma, since lung function is relatively normal between attacks 4. Larger patient databases will be required to study this important group who appear to be at risk of dying from asthma.
The patients studied had been referred to a tertiary referral centre. It is possible that the present findings may underestimate non-asthma diagnoses, nonadherence or significant psychiatric disturbance since these patients may not be referred to a tertiary centre. In addition, the findings may underestimate conditions mimicking asthma that cause an acute presentation, such as vasculitis.
In the present patient population, 10 were thought to have a major psychiatric component to their symptoms. Even if this is an under-representation of psychiatric disease in difficult asthma, because of selective referral, the data argue that it is important to investigate difficult asthmatics thoroughly and not to dismiss their problems 20. Ear lobe blood gas analysis was performed in all patients as part of lung function assessment, and in 11 patients whose symptoms were suggestive of hyperventilation it showed a resting arterial carbon dioxide tension of <4 kPa. It may be that hyperventilation questionnaires will be helpful in assessing difficult-to-treat asthma and the authors are currently evaluating such a tool. Those with identified psychiatric morbidity need careful multidisciplinary management to try to address their underlying problems.
Over one-half of the asthmatics studied had rhinosinusitis at ENT assessment. Treatment of upper airway disease is important and, although controlled trials are required, may improve asthma control 21, 22. Fifty were atopic (as judged by at least one positive skin-prick test to aeroallergens). Total serum IgE was normal in a number of those with atopy, emphasising that this is not a useful screen. Previous data from Tunnicliffe et al. 23 suggest that atopy is not more common amongst severe asthmatics compared to those with mild disease, but exposure to the allergen to which they are sensitised is greater in those with severe disease 23. It is worth noting that patients' perception of allergen sensitisation was not always related to detection of specific IgE, emphasising the importance of skin-prick tests or RAST to confirm allergen sensitisation, although this should always be assessed in the context of the clinical history. Thirteen of the subjects reported aspirin sensitivity. There is little data availableon the rate of aspirin sensitivity in UK asthmatics, but the European Network For the Understanding of Mechanisms OfSevere Asthma (ENFUMOSA) study identified an increased rate of aspirin sensitivity in severe asthmatics 10.
In conclusion, this systematic protocol for assessment of difficult asthma identified a significant proportion of patients (32%) with other or additional respiratory disease, and other patients with psychiatric morbidity or nonadherence with therapy. Patients without demonstrable airflow obstruction may have residual irreversible obstruction not amenable to therapy or may have asthma triggered by allergens or salicylate that is not apparent on inpatient assessment. Those with measurable reversibility despite treatment have high noncompliance rates. Further work is required to correlate clinical and inflammatory phenotypes of asthma with treatment response. A national or international database of severe asthma may allow such studies to be undertaken and studies currently underway in the European Union and USA may provide such data.
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The authors would like to thank S.R. Durham and I.S. Mackay for ear, nose and throat assessment, J.M. Pfeffer for psychiatric assessment and D. Carr for radiological scoring. They are grateful to the Lung Function unit (D. Cramer), physiotherapists and staff on Lind Ward at the Royal Brompton for their help with care of these patients. They would also like to thank J. Matthews and W.J. Oldfield for comments on the manuscript.
Other members of the Asthma and Allergy Research Group of the National Heart and Lung Institute (London, UK): I. Adcock M. Belvisi, P. Cullinan, M. Giembycz, T. Hansel, P. Jeffery, S. Johnston, M. Jones, A.B. Kay, M. Larche, A. Newman Taylor, D. Rogers and P. Openshaw.
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